Supervision: a junior's blocked send is escalated

REC-HV-1010-5REVIEWEXCEPTIONSHADOW v1.0HV-1010

DEMO KEY ONLYNOT THIRD-PARTY VERIFIEDSigned with a demo key. Trust root self-published. Third-party verification: none.The demo key is not a firm key: a third party cannot rely on it.

What was checked

Rule: Supervision of non-lawyers and juniors
Instrument: Rules of Professional Conduct, 6.1
Enforcement: reference, routes to review or escalation
Verification status: SECONDARY Supervision
Policy sources

What it rests on

Input	Value	Basis	Source
Boundary event	BND-0005, 2026-09-30	From a firm register	no document

Deterministic reasoningno model sits here, by design

A junior triggered a blocking gate.
RPC-6.1 has no testable parameter: it becomes an escalation, never a number.

The record's slots

Confidence: From a document
Question: Has the supervising lawyer reviewed the AI use policy with the junior? (lawyer)
Reviewer: empty
Tier: SHADOW v1.0 May raise a question. Cannot block, bind or stand as authority (SHADOW-01).
Outcome: empty while the file is open
Coverage: 3 documents on file, all extracted

Evidence packFalcon

A one-page PDF a carrier or the Law Society could read, and a JSON file a machine can check. Built only from this record and its sources.

This record is in shadow. The pack says so: it raises a question and cannot stand as authority.